The uncle and nephew team that joined Wells Fargo in New York previously generated $2.4 million in annual revenue.
A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...
Stifel also was slapped with the costs of the hearing fees, which amounted to $45,675. Wayne Turner of Hoover Hull Turner LLP, the law firm that represented the brokers, in an email said, “The FINRA ...