Principal vs. agency trading refers to two different ways financial institutions execute trades on behalf of clients or themselves. In principal trading, the firm buys or sells securities for its own ...

Wolfe Trahan Securities, the broker-dealer affiliate of the research boutique, launched an agency trading desk in New York with five professionals. Three were previously with FBR Capital Markets: Mike ...

It used to be pretty simple. Nasdaq trades hit the dealer's book, piled up and then – from time to time – were priced and allocated to clients' accounts. But now the business model has changed: ...

Amy Soricelli has over 40 years working with job candidates and has honed the art of the job search in all areas. She offers one-on-one session interview preparation skills or constructs resumes for ...