We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...

The firms’ “employees routinely communicated about business matters using text messaging applications on their personal devices,” but their employers failed to keep an official record of a ...

CFTC, on the other hand, imposed a fine of $260 million on four banks for failing to adhere to the agency's record-keeping requirements. This combined effort by regulators demonstrates their ...

The government alleged that the pharmacy failed to comply with various record-keeping requirements, including the failure to validate DEA registrations. This led to resulting in prescriptions ...

To avoid any complications, it’s best to consult a CPA or professional to understand the record retention requirements for certain organizations or entities. Courtney Kincaid, President and CEO ...