A major modification to the proposal would allow state regulators to participate in arbitration hearings that determine whether to clear a broker's record of a customer dispute. By Mark Schoeff Jr. A ...

Ron Carson succeeded in removing a customer dispute from his record, but the decision by a Finra arbitrator illustrates the problems with expungement, investor attorneys asserted. The arbitrator, ...

Rebecca says she has lost between $600,000 and $700,000 of her retirement savings. Now she says her former broker wants the complaint erased.

Expunging Customer Complaints Is Too Easy . . . So Say Client LawyersExpunging Customer Complaints Is Too Easy . . . So Say Client Lawyers The lobbying group of plaintiffs’ lawyers who represent ...