Financial advisors are not required to have university degrees, but are required to pass certain exams by the Financial Industry Regulatory Authority.

The Final Exam Schedule will be posted online and available on the student's UDSIS page prior to the start of the spring and fall terms, and ten days into the winter and summer sessions. Changes to ...

Discover how to obtain the Series 27 securities license, which permits financial record management at member firms. Learn ...

There are three exam blocks: 9 a.m.-12 p.m., 1:30-4:30 p.m., and 6-9 p.m. Instructors may choose to give shorter exams within the defined exam blocks. Conflict Resolution exams will be held May 15 and ...

For Fall semesters, there will be one reading day on Monday of the first exam week and one reading day on Friday of the first exam week. For Spring semesters, there will be two reading days at the ...

Students, who have successfully passed the Finance 1 waiver exam, may take the Finance 2 waiver exam. The waiver exam is a 2 hour written exam which will be given on campus. The exam is open note and ...

The steps to submit a Testing Instruction Form (TIF) for finals week are the same as any other exam with one notable difference. In the “select the exam group/s for this test” field, be sure to select ...

The financial industry is filled with acronyms that can easily overwhelm consumers. The Financial Industry Regulatory Authority, or FINRA, currently lists about 250 professional designations for ...

Final exams will run from May 6 through May 17. There are three exam blocks: 9:00am-12:00pm, 1:30pm-4:30pm, and 6:00pm-9:00pm. Conflict Resolution exams will be held Tuesday, May 17th 10:00am-1:00pm ...